26 days old

BD associate needed by Southern funds practice 4+yrs

Charlotte, North Carolina 28202-4003
  • Job Type
    Law Firm Associate
  • Job Status
    Full Time

Well-known Southern law firm seeks 4+yrs experienced funds associate for busy Charlotte office.  Experience with SEC, FINRA and CFTC required.

The successful candidate must have a JD and an excellent academic record.



The ideal candidate will have 4+ years of extensive experience with broker-dealer registration requirements and FINRA rules; experience with SEC, FINRA and CFTC investigations and enforcement proceedings, and compliance with applicable state and federal securities laws, SEC regulations, and AML laws

A JD from an accredited school and an excellent academic record is required.


Qualified candidates are encouraged to send their resumes and a short note to wendy@schoenlegal.com.


ONLY qualified candidates will receive a response.



  • Legal Services
Posted: 2020-12-23 Expires: 2021-01-22

Schoen Legal Search provides executive legal search services to top law firms, top companies, top banks, top management consulting firms and top tech firms across the country and around the world.  We place partner, associates, general counsel and counsel.

At Schoen Legal Search, we understand every client is unique and needs customized service and attention.  There is no one-size-fits all for today’s companies and candidates looking to find that perfect fit.  We tailor our services and approach to focus on the core requirements and give each client what they need, when they need it. Moving you forward with every step, that’s the Schoen Legal Search difference.

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BD associate needed by Southern funds practice 4+yrs

Schoen Legal Search
Charlotte, North Carolina 28202-4003

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